Client due-diligence records
Maintain entity names, entity types and contact associations, with documents and due-diligence notes.
AML / KYC
Keep the due-diligence record with the client being assessed. Review identity information, evidence and risk alongside the notes explaining the team's decision.
Sample workspacelawaos.com
Search workspaceOkafor & Byrne
Due diligence
33 records shownDue diligence
Risk and screening context
Record risk ratings and screening results. Treat an unavailable screening source as a gap to resolve, not a clean finding.
Review state and follow-up
Track verification status, reviewer information and next review dates so the record can be revisited as circumstances change.
In daily practice
- 01
Identify the client
Open the due-diligence record and confirm the entity and relevant contact details.
- 02
Collect and assess evidence
Add supporting documents and notes, then review available screening and the risk rating.
- 03
Record the review
Update the review status and future review date based on the firm's decision.
Before you begin
No. It supports evidence and review workflows. The firm remains responsible for its obligations, risk assessment and acceptance decision.
No. Availability depends on the configured screening workflow and source. An unavailable result must be investigated rather than treated as a passed check.
Keep the context